The American Securities Association (ASA) is a trade association founded in 2016 that represents regional financial services firms, including broker-dealers and investment advisors, operating across the United States. These member companies provide financial advice to individuals and families, facilitate access to capital for Main Street businesses, support infrastructure financing for schools, hospitals, cities, and states, and collaborate with institutional investors to enhance investment returns. ASA advocates for policies that support capital markets and financial services, with a focus on promoting financial inclusion, simplifying retirement savings, expanding investment choices while maintaining investor protections, and fostering job creation and economic prosperity in communities nationwide. The organization engages with policymakers, including members of Congress, the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), and the Municipal Securities Rulemaking Board (MSRB), to ensure its members' voices are heard on regulatory and legislative matters. ASA positions itself as 'America's Voice for Main Street's Investors,' emphasizing the role of its members in wealth preservation and economic growth. It has been active in supporting legislation such as the National Defense Authorization Act (NDAA) to restrict access to U.S. capital by Chinese Communist Party-linked entities and has commented on issues like SEC funding models and tax policies affecting the financial sector. With a small staff of 2-10 employees, ASA operates from Washington, D.C., and maintains an active presence on platforms like LinkedIn and X (formerly Twitter) to share updates on policy advocacy and industry news. The association has lobbied on behalf of interests including the Blackstone Group, highlighting its influence in shaping capital markets and financial services regulations.